THE INDEX

The Barron's 400 IndexSM seeks to collect the highest rated companies in the U.S. stock market according to MarketGrader's fundamental analysis, which measures them based on growth, valuation, profitability and cash flow. This process is based on rigorous measures of financial health, including many favored by Barron's writers. The index was developed by Barron's and MarketGrader and introduced on the cover of Barron's magazine on September 3, 2007. It rebalances semi-annually, on the third week of March and September, when all its components are equally weighted. Additional filters are applied to help ensure individual stock liquidity as well as market cap and sector diversification. The index is calculated by ICE Data Indices. An investor cannot invest directly in an index.

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STANDARD MAIL

ALPS ETF
P.O. Box 1107
Denver, CO 80201

OVERNIGHT MAIL

ALPS ETF
1290 Broadway
Suite 1100
Denver, CO 80203

E-mail: barrons400@alpsinc.com

Phone Number: 1.855.724.0450

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